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FAQ's

101. Do the non-Indian scientists/researchers/students visiting herbaria/ museum/universities for comparing the species with the holotype/ herbaria/other samples available with these institutions; including BSI/ZSI/universities, require prior approval of the N

No. Scientists, researchers, and students are not required to obtain prior approval from the NBA for comparing holotype or herbarium samples within institutions such as herbaria, museums, universities, BSI, or ZSI. However, prior approval from the NBA is mandatory for taking such materials outside India.

102. Whether permission of the NBA is required for IPR if a biological resource is procured from the market or a trader?

Yes, permission from the NBA is required even if a biological resource is procured/ accessed from the market or a trader.

103. Who has the authority to classify a material as a biological resource, derivative, or value-added product under the BD Act?

The responsibility for determining whether a material qualifies as a value-added product, biological resource, or derivative lies with the NBA. The NBA reviews each application on a “case-by-case basis”, considering the nature of the resource, how it aligns with the definitions provided under the Act and Rules.

104. Is a transferee free to use the obtained results of research from the transferor?

  • No. If the transferee {Section 3(2) entity} wants to utilise the obtained results of research for further research, they need to register with the NBA in Form-4.
  • Similarly, for further commercial utilisation of the results of the research, prior approval of the NBA has to be obtained in Form-5. For obtaining any IPR within or outside India, prior approval from the NBA is required in Form-6 as per Rule 15 of the BD Rules,2024.
  • In the case of accessing biological resources along with the obtained results of research for further research, prior approval from the NBA is required in the application in Form -1.

105. What are the activities regulated under the BD Act after coming into force of the BD (Amendment) Act, 2023?

S.noActivitySection 7 personSection 3(2) person
1ResearchNo approval is requiredPrior approval from the NBA is mandatory
2Bio-survey and Bio-utilizationNo approval is requiredPrior approval from the NBA is mandatory
3Commercial utilizationPrior intimation (Approval) from the SBB/UTBC is required. [State/UT from whose jurisdiction the bioresources are to be accessed]Prior approval from the NBA is mandatory
4For obtaining any IPRPrior registration with NBA is mandatoryPrior approval from the NBA is mandatory
5Commercialization of any IPRPrior approval from the NBA is mandatoryPrior approval from the NBA is mandatory
6Sharing or transferring the results of research to Section 3(2) person for monetary consideration or otherwisePrior approval from the NBA is mandatoryPrior approval from the NBA is mandatory
7Using the results of research obtained through transfer for further research by the transferee {Section 3(2) entity}Not applicablePrior registration with NBA is mandatory
8Using the results of research obtained through transfer for commercial utilization by the transferee {Section 3(2) entity}Not applicablePrior approval from the NBA is mandatory
9Using the results of research for obtaining IPR by the transferee {Section 3(2) entity}Not applicablePrior approval from the NBA is mandatory
10Conducting non-commercial research or research for emergency purposes outside India by Indian researcher or institutionPrior approval from the NBA is mandatoryNot applicable
11Utilization of biological resource or TK associated thereto obtained from any foreign country for research or for commercial purpose or for obtaining IPR in IndiaDeclaration to NBA is mandatoryDeclaration to NBA is mandatory
12Deposition of micro-organisms by Indian researchers/scientist in the repositories of other country for claim of discovery of novel species for publication in journalsPrior intimation to NBA is mandatoryNA
The relevant application forms and fees are provided in the BD Rules, 2024

106. What is the benefit-sharing obligation for undertaking research by Section 3(2) applicants?

If a Section 3(2) applicant accesses certain biological resources, including digital sequence information or knowledge associated thereto, for research, the applicant has to pay the upfront payment as determined by the NBA. However, this upfront payment is not applicable in cases where the research is undertaken for academic purposes.

107. Are the biological resources notified under Section 40 of the BD Act exempt from the various provisions of the BD Act, particularly in relation to IPR?

The biological resources notified under Section 40 of the BD Act are exempted when normally traded as commodities. However, obtaining IPR for the inventions based on the use of such notified biological resources is not exempt from the provisions of the Act.

108. Do the provisions of the BD Act contradict those of the Forest Rights Act, 2006 with respect to access and management of forest resources by the local communities?

There is no contradiction between the provisions of the two Acts regarding access/management of forest resources by the local communities as Section 7 of the BD Act clearly states that the local people and communities of the area, including growers and cultivators of biodiversity, are exempted from the provisions of the BD Act, 2002.

Further, Section 59 of the BD Act states that the provisions of this Act shall be in addition to and not in derogation of the provisions of any other law, for the time being in force, relating to forests or wildlife. This ensures legal harmony between the BD Act and other environmental / forest related legislations including the Forest Rights Act, 2006.

109. I am based in Germany and plan to access the DNA sequence of a microorganism from a German microbial repository. The DNA sequence of microorganism was deposited by an Indian scientist in the past. What are my obligations under the BD Act?

Prior approval of the NBA is required before accessing the DNA sequence from a foreign microbial repository for undertaking research. You must apply in Form-1, as accessing the biological resources occurring in or obtained from India or digital sequence information on biological resources which are accessed from India, including those deposited in repositories outside India, is regulated under the provisions of the BD Act.

110. Is there any prescribed application form for seeking approval of the NBA to access biological resources or associated knowledge or both by a non-Indian natural or legal person for undertaking research or for bio-survey and bio-utilization?

Yes. Both foreign individuals and entities fall under Section 3(2) of the Act. Hence, such persons have to obtain prior approval of the NBA by applying in Form-1 for access to biological resources or knowledge associated thereto for research or bio-survey and bio-utilisation as per Rule 13 of the BD Rules, 2024.

111. If a person acquires biological resources or associated TK from outside India which is of foreign origin for research, commercial utilization, or for obtaining IPR in India, does the applicant need approval from the NBA?

If an applicant acquires biological resources or associated TK from outside India for purposes such as research, commercial utilization, or seeking lPR in India, they are required to submit a declaration under Form-10 to the NBA. This declaration ensures that the NBA is notified of any access to biological resources or TK of foreign origin.

112. When was the Biological Diversity Act enacted and when did it come into force?

The BD Act, 2002 received the assent of the President on February 05, 2003. However, the provisions of the BD Act related to administrative matters came into force on October 01, 2003 and the provisions related to Access and Benefit Sharing came into force on July 01, 2004.

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